ARN Circular no. 27 - Discontinuation Biometric Process and Mandatory Online registration for AMFI Registration / Grant of ARN

AMFI Budget Proposals - FY 2024-25

Guide to verify your KYC Status

Disclosure of Risk Parameters in respect of Mid Cap & Small Cap Funds

List of exceptional situations and additional timelines for redemption payment- Stipulated in SEBI circular dated 25/11/2022 on Timelines for redemptions of units.

Centralised mechanism for reporting the demise of an investor through KRAs - Standard Operating Procedure (SOP)

Continuous monitoring of fit and proper status of major shareholders pursuant to RBI Master Direction  

CLARIFICATION : Mutual Fund Distributors are very much subject to /come under the purview of SEBI Mutual Fund Regulations 

Revised Code of Conduct for Mutual Fund Distributors 

Data Sharing Principles to be followed by AMCs while sharing Unitholders’ Data 

Notice issued by Sahara Asset Management Company Private Limited to their unit holders

SEBI Clarification w.r.t. Data feeds in respect of Direct Plan transactions by the Mutual Fund Distributors, Registered Investment Advisers, Portfolio Managers and Stock Brokers

New rule on applicable NAV effective from 1-FEB-2021 (Based on availability of funds for utilisation)

AMFI Guidance on Nomenclature of Mutual Fund Distributors 

(Pursuant to Regulation 3(3) of the SEBI Investment Adviser Regulations, 2013)

• As per Regulation 3(3) of the SEBI (Investment Advisers) Regulations, 2013 notified on July 3, 2020 –

  No person, while dealing in distribution of securities, shall use the nomenclature “Independent Financial Adviser or IFA or Wealth Adviser or any other similar name” unless registered with SEBI as an Investment Adviser.

  Pursuant to the above regulatory amendment, mutual fund distributors (MFDs) whose registered name has the terms such as Adviser / Advisor / Financial Adviser/ Investment Adviser/ Wealth Adviser/Wealth Manager/Wealth Managers etc. are required get their registered name changed.

  
  Please click here for more info.