Circular Reference no.
|
Date
|
Subject
|
135/BP/ 113 /2023-24
| 15-Mar-2024
| Action to be taken by AMCs in cases where the Distributor is found to be Joint holder in multiple folios of unrelated 1st holder
|
35P/MEM-COR/124/2-23-24
| 12-Mar-2024
| Revised Minimum Standards on AML/ CFT and Revised STR Criteria (partial modification of AMFI BP 73)
Attachements : Minimum Standards Recommendations for AML-CFT-KYC and Revised STR (12-Mar-24).pdf
|
135/BP/ 112 /2023-24
| 05-Mar-2024
| Payment of Commission to new distributor where change of MFD is done at the request of investor
|
135/BP/ 111 /2023-24
| 02-Feb-2024
| Treatment of Transactions received with invalid ARNs
|
135/BP/ 109 /2023-24
| 01-Nov-2023
| Usage of illustrations for depicting future returns (based on assumptions / presumptions) in the non - scheme related materials and incidental matters
|
135/BP/ 108 /2023-24
| 25-May-2023
| Investments by Mutual Funds in Public Issues/ Private Placements
|
135/BP/ 107 /2023-24
| 04-May-2023
| AMCs to accept business only from empanelled Distributors
|
135/BP/ 106 /2022-23
| 21-Mar-2023
| Revision in the Guidelines on Transfer of AUM from one MF Distributor to another
|
135/BP/ 105 /2022-23
| 09-Jan-2023
| Implementation of mandatory requirement of Nomination for Mutual Fund Unit holders
|
135/BP/ 103b /2022-23
|
13-Dec-2022
|
AMFI Best Practice Guidelines - Stress testing threshold portfolios & data to be used for calculating interest rate risk and credit risk - Updated file for November 2022
Attachment : 42.1 stress testing input values - nov 2022 - final1.xlsx
Attachment : 42.2 AMFI stress testing threshold portfolios - final with further sector breakup.xlsx Attachment : 42.3 Copy of AMFI Best Practice Guidelines on Stress Testing - Illustrations - Revised.xlsx
|
135/BP/ 104 /2022-23
|
23-Nov-2022
|
AMFI Guidelines for availing Discretionary PMS by employees of AMC and Trustees
Attachment : CU138-Ch1Attachment to AMFI BP cir 104-Discretionary PMS for AMC Employees - AMFI guidelines - Sent to AMFI_21112022.docx
|
135/BP/ 103a /2022-23
|
15-Nov-2022
|
Addendum to AMFI Best Practice Guidelines Circular No.103 /2022-23 - Stress testing by Debt schemes of MFs
Attachment : CU136-Ch1Attachment 1 to AMFI BP circ. 103a dt 15.11.22-Addendum to AMFI BP Cir No.103 on Stress Testing AMFI Guidelines.xlsx
Attachment : CU136-Ch2Attachment 2 to AMFI BP circ. 103a dt 15.11.22-Addendum to AMFI BP Cir No.103 on Stress Testing AMFI Guidelines.xlsx
|
135/ BP/ 103/ 2022-23
|
12-Oct-2022
|
Stress testing by Debt schemes of MFs
Attachment : CU135-Ch1AMFI Best Practice Guidelines cir no. 103 dt 12-Oct-22 on Stress Testing - Illustrations.xlsx
|
135/ BP/ 102/ 2022-23
|
10-Oct-2022
|
Strengthening the Governance Framework for Polling – Basic requirements for automated polling process by Valuation Agencies
Attachment : CU134-Ch1Attachment to AMFI BP Cir no. 102-SEBI Letter to AMFI 27.09.22-Automated polling process.pdf
Attachment : CU134-Ch2Attachment to AMFI BP Cir no. 102-Polling Outlier Report Format.xlsx
|
135/ BP/ 101/ 2022-23
|
30-Jun-2022
|
Uniformity in sharing of information to stakeholders at each stage of transaction
Attachment : 41.1 stagewise communication.xlsx
|
135/BP/ 100 /2022-23
|
26-Apr-2022
|
Guidelines for Uniform implementation of SEBI circular SEBI/ HO/IMD/IMD-IDOF5/P/CIR/2021/624 dated September 2, 2021 on Alignment of interest of AMCs with the Unitholders of MF Schemes
Attachment : CU132-Ch1Appendix I to AMFI BPG No.100 dt. 26.04.2022 on Alignment of interest.xlsx
|
135/BP/ 99 /2021-22
| 29-Mar-2022
| Data Sharing Principles to be followed by AMCs while sharing Unitholders’ Data
|
135/ BP/95/ 2021-22
|
23-Feb-2022
|
Guidance on Duration, Valuation, Yield & Other Related Disclosures in respect of Floating Rate Bonds
Attachment : CU126-Ch1Annexure B to AMFI BP 95 - Disclosed Yield or Disclosed YTM calculation - FRB.xlsx
|
135/ BP/ 94/ 2021-22
|
28-Oct-2021
|
Uniform implementation of SEBI circulars/letter on Alignment of interest of Designated Employees of AMCs with the unit holders of mutual fund schemes
Attachment : CU125-Ch1Attachment to AMFI BP cir no. 94 dt. 28-Oct-21-Addendum_Alignment of Interest.docx
|
135/ BP/ 92/ 2021-22
| 25-Jun-2021
| Tacking and Aggregation of multiple purchase transactions from B30 locations for charging of additional TER - Clarification
|
135/ BP/ 90/ 2020-21
| 03-Mar-2021
| Mutual Fund Transactions received through Stock Brokers
|
135/ BP/ 89/ 2020-21
| 28-Aug-2020
| Outlier criteria for Polling process
|
135/ BP/ 88/ 2020-21
| 30-Jul-2020
| Additional Disclosures in Monthly Factsheet
|
135/ BP/ 86/ 2020-21
|
16-Jul-2020
|
Updated Guidelines w.r.t. Minors’ Accounts & Change in status from Minor to Major
Attachment : CU116-Ch1BP 86 - MAM Form- for change in status from Minor to Major.pdf
Attachment : CU116-Ch2BP 86 - Form for providing Minor DoB And Details of Guardian.pdf Attachment : CU116-Ch3BP 86 - Annexure-I - Bank Attestation of Signature.pdf
Attachment : CU116-Ch4BP 86 - Request for change in Guardian of Minor Unitholder.pdf
|
135/ BP/ 87/ 2020-21
|
16-Jul-2020
|
Revision in the Guidelines on Transfer of AUM from one MF Distributor to another & Transfer of AUM of a deceased ARN holder to the ARN of the nominee/ legal heir of the deceased
Attachment : CU114-Ch1BP 87 - Changes made in AMFI BPG no. 78 dated 26-Mar-2019 on Transfer of AUM by MFDs.pdf
|
135/ BP/ 84/ 2019-20
| 14-Feb-2020
| Treatment of Financial & Non-financial transactions in resp. of persons/ entities debarred by SEBI for accessing securities market
|
AMFI/ BP/ 82/ 2019-20
| 10-Oct-2019
| Tracking and Aggregation of multiple purchase transactions from B30 locations for charging of additional TER
|
AMFI/ BP/ 79/ 2019-20
| 24-Sep-2019
| Standard Process for computing interest on delayed payment of redemption/ dividend/ refund amounts to customers
|
AMFI/ BP/ 80/ 2019-20
| 24-Sep-2019
| Providing Transaction Data Feeds under Direct Plan to SEBI Registered Portfolio Managers
|
AMFI/ BP/ 81/ 2019-20
| 24-Sep-2019
| Standard Process for treatment of business received through suspended distributors
|
AMFI/ BP/ 78/ 2018-19
| 26-Mar-2019
| Revision in the Guidelines on Transfer of AUM from one MF Distributor to another
|
135/ BP/ 76/ 2018-19
| 20-Mar-2019
| Standard Procedure for Tagging Transactions to T-30, B-20 PIN Codes
|
135/ BP/ 77/ 2018-19
| 20-Mar-2019
| Standard Process for capturing/ updating email ID and mobile nos. of investors
|
Email sent to all AMCs
| 14-Nov-2018
| Clarification/ Advisory w.r.t. applicability of AMFI BP circular on Distributors' Commission
|
135/ BP/ 75/ 2018-19
| 19-Oct-2018
| Capturing RIA Code of Direct Plan Transactions and providing transaction data feed
|
135/ BP/ 74/ 2018-19
|
29-Aug-2018
|
Best Practice Guidelines on Electronic Transactions
Attachment : CU96-Ch1Annexure to AMFI Best Practice Guidelines on ElectronicTransactions.pdf
|
135/ BP/ 72/ 2018-19
| 26-Jun-2018
| Total Expense Ratio (TER) - Disclosure in Factsheet
|
135/ BP/ 73/ 2018-19
|
26-Jun-2018
|
Minimum Standards on AML/ CFT and Revised STR Criteria
Attachment : CU95-Ch1Minimum Standards Report for AML-CFT-KYC- Attachment to BP cir no. 73.pdf
Attachment : CU95-Ch2Revised STR Alert Criteria w.e.f. 1 April 2018 - Attachment to BP cir no. 73.pdf
|
135/ BP/ 71/ 2017-18
| 23-Mar-2018
| Guidelines for Accounting of Borrowing Cost by Mutual Funds
|
135/BP/70/2017-18
| 24-Jan-2018
| 1. Simplification of Procedure - Change of Status from Minor to Major and 2. Clarification w.r.t. Transmission of Units in close ended schemes & ELSS
|
135/BP/69/2017-18
| 18-Apr-2017
| Guidelines on treatment of inter-scheme investments and disclosure of AUM/ AAUM
|
135/ BP/ 68/ 2016-17
|
22-Dec-2016
|
Implementation of Central KYC (CKYC) norms
Attachment : CU89-Ch1Annexure 1 to AMFI BP Cir no. 68 - CKYC_KRA_KYC Form.pdf
Attachment : CU89-Ch2Annexure 2 to AMFI BP Cir no. 68 -Supplementary CKYC Form.pdf
|
135/ BP/ 67/ 2016-17
| 18-Apr-2016
| Revision in AMFI Best Practice Guidelines on Commission Pay-outs to Distributors
|
135/BP/60A/2015-16
| 09-Feb-2016
| AMFI Best Practice Guidelines on Commission Pay-outs - Clarification w.r.t. Payouts in B-15 Locations for NFOs
|
135/ BP/ 66A/ 2015-16
| 17-Dec-2015
| In Partial modification of AMFI Best Practice Guidelines Circular No. 66 - Providing Transaction Data "Feed" to Distributors & Investment Advisers in respect of applications received directly/ under Direct Plan
|
135/ BP/ 66/ 2015-16
| 26-Nov-2015
| Providing Transaction Data “Feed” to Distributors & Investment Advisers in respect of applications received directly / under Direct Plan
|
135/ BP/ 64/ 2015-16
| 29-Oct-2015
| Clarification in respect of AMFI Best PRactice Guidelines Circular No. 61 on Standardization of information in Factsheets
|
135/ BP/ 62/ 2015-16
| 18-Sep-2015
| Uniform implementation of KYC requirements to overcome KYC related issues
|
135/ BP/ 63/ 2015-16
|
18-Sep-2015
|
Uniform implementation of FATCA/ CRS requirements
Attachment : CU83-Ch1Attachment to CP Cir. 63 - Guidance Notes for Implementation of FATCA-CRS Reporting-MoF.pdf
|
135/ BP/ 61/ 2015-16
| 14-Sep-2015
| Standardization of information in Factsheets
|
135/ BP/ 60/ 2015-16
| 10-Sep-2015
| Reviosion in AMFI Best Practice Guidelines Circular No. 54 on Commission Pay-outs
|
135/BP/59/2015-16
| 26-Jun-2015
| Relaxations in AMFI Best Practice Guidelines Circular No. 54 on Commission Pay-outs
|
135/BP/58/2015-16
| 19-May-2015
| Discontinuation of Bonus Plan/ Option
|
135/BP/57/2015-16
| 18-May-2015
| Product Labelling in Mutual Fund Schemes - Revised Framework and Guidelines
|
135/BP/55/2015-16
| 20-Apr-2015
| Risk Mitigation Process against Third-Party cheques in Mutual Fund Subscriptions
|
135/BP/56/2015-16
| 20-Apr-2015
| Accounting of 2 bps on Daily Net Assets set aside for Investor Awareness
|
135/BP/53A/14-15
| 30-Mar-2015
| Clarification with respect to AMFI BP Guidelines Circular No. 53 dated 11-Feb-15
|
135/BP/54/2014-15
| 26-Mar-2015
| Distribution Cost - Commission Pay-out
|
135/BP/53/2014-15
|
11-Feb-2015
|
Revision to Guidelines on Transmission of units
Attachment : CU70-Ch1AMFI BP Circular No. 53A dt. March 30, 2015 - Clarification in respect of AMFI BP circular No. 53 dt. Feb 11, 2015.pdf
|
135/BP/52/2014-15
|
09-Jan-2015
|
Discontinuation of Dividend Reinvestment option under ELSS
Attachment : CU61-Ch1Draft of Notice addendum for ELSS.docx
|
135/BP/51/2014-15
|
12-Sep-2014
|
Stress Testing of Money Market Mutual Funds and Liquid Funds
Attachment : CU68-Ch1CU68-Ch1Attachment to AMFI BP Circular no. 51 dt. 12-Sep-14 on Stress test of MMFLF.xlsx
|
135/BP/50/2014-15
| 05-Aug-2014
| Guidelines on Standardizing Product Labelling of Arbitrage Funds
|
135/BP/49/2014-15
| 30-Jul-2014
| Change in Fundamental attributes of a scheme in compliance with Regulation 18 (15A) of SEBI (Mutual Funds) Regulations, 1996
|
135/BP/48/2014-15
| 24-Jun-2014
| Dealing with Applications when the scheme name in in the Application/ Transaction Slip differs from that on payment instrument
|
135/BP/47/2014-15
| 26-May-2014
| Guidelines on valuation of BRDS
|
135/BP/46/2014-15
| 02-Apr-2014
| Deferment of forfeiture of brokerage due to EUIN non compliance
|
135/BP/44/2013-14
| 14-Mar-2014
| Outlier Trades
|
135/BP/45/2013-14
| 14-Mar-2014
| Standardizing Product Labeling
|
135/BP/43/2013-14
| 22-Jan-2014
| Guidelines on Transfer of AUM from one ARN to another ARN
|
135/BP/42/2013-14
|
19-Nov-2013
|
Scrip Level Valuation for Debt Securities having maturity greater than 60 days
Attachment : 31.1 crisil agreement.pdf
Attachment : 31.2 icra agreement.pdf Attachment : 31.3 Crisil commercials.pdf
Attachment : 31.4 ICRA commercials.pdf
|
135/BP/41/2013-14
| 19-Sep-2013
| Valuation of Securities with Residual Maturity up to 60 days
|
135/BP/40/2013-14
| 27-Aug-2013
| Clarification on BP Circular No. 37 dt. 28-Mar-13 on EUIN validation and extension of date of implementation
|
135/BP/39/2013-14
| 23-Aug-2013
| Bank Mandate Registration as part of new folio creation
|
135/BP/38/2013-14
| 31-Jul-2013
| Extension of date for implementation of EUIN in respect of certain transactions
|
135/BP/37/2012-13
| 28-Mar-2013
| Amendments to AMFI BP Circular No. 33 dt. 31-Dec-2012 on EUIN validation
|
135/BP/36/2012-13
| 22-Mar-2013
| Identification of Simple and performing diversified equity mutual fund schemes to be sold by New Cadre of Distributors in terms of SEBI Circular dated September 13, 2012
|
135/BP/35/2012-13
| 18-Feb-2013
| Uniform process for aggregating split transactions for NAV applicability in terms of SEBI Circular dated September 13, 2012
|
135/BP/34/2012-13
| 02-Jan-2013
| AMFI Best Practices on Direct Plan- Tagging of ARN
|
135/BP/33/2012-13
| 31-Dec-2012
| Revised Guidelines on implementation of EUIN
|
135/BP/32/2012-13
| 07-Dec-2012
| Guidelines on implementation of Employee Unique Identification Number (EUIN)
|
135/BP/31/2012-13
| 08-Nov-2012
| Amendments to AMFI BP Circular No. 15/10-11 dated 07-May-2010 - Change of Distributor initiated by the investor
|
135/BP/30/2012-13
| 01-Nov-2012
| Guidelines on charging of additonal Total Expense Ratio (TER) on account of inflows from beyond Top 15 cities (T-15)
|
135/BP/28/2012-13
| 15-May-2012
| Guidelines on uniform practice for dealing with redemptions/ switch-out prior to realisation of funds
|
135/BP/29/2012-13
| 15-May-2012
| Guidelines on Valuation Principles for valuing Debt and Money Market Instruments
|
135/BP/27/2012-13
| 04-Apr-2012
| Revision in the guidelines on Standardization of Complaints/ Grievances Reporting Procedure - Change in date for implementation thereof
|
135/BP/26/2011-12
| 21-Mar-2012
| Uniform procedure for Change/ Updation of Bank details/ Change of Address
Attachment : 15.1 DOCUMENTS FOR PROOF OF NEW BANK ACCOUNT AND NEW ADDRESS.pdf
Attachment : 15.2 DOCUMENTS TOWARDS PROOF OF NEW BANK ACCOUNT.pdf
|
135/BP/25/2011-12
| 07-Mar-2012
| Revision in the guidelines on Standardization of Complaints/ Grievances Reporting Procedure
|
135/BP/25/11-12
| 16-Jan-2012
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions – Insertion of new clause 3.A.d
|
135/BP/24/2011-12
| 17-Jun-2011
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions- Amendment in Clause No.4(f)
|
35P/MEM-COR/8/11-12
| 09-Jun-2011
| Addendum to AMFI BP Circular No. 20/2010-11 dated 09-Feb-11
|
135/BP/23/2011-12
| 29-Apr-2011
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions- Clarification on Clause No.3(A) (a)
|
135/BP/22/10-11
| 31-Mar-2011
| Modifications to BP Circular No. 20/2010-11
|
135/BP/21/10-11
|
24-Mar-2011
|
Guidelines on Standardization of Complaints/ Grievances Reporting Procedure
Attachment : 8.1 Guidelines on standardisation of complaints classification and reporting.pdf
Attachment : 8.2 Guidelines on standardisation of complaints classification and reporting 1.pdf
|
135/BP/20/10-11
|
09-Feb-2011
|
Guidelines on Accounts of Minor and Status Change - Minor attaining majority, change of guardian, registration of nominee, transmission of units - w.e.f. 01-Apr-2011
Attachment : 7.1 AMFI - NISM Implementation Minor, Guardian, Transmission.pdf
Attachment : 7.2 AMFI - NISM Transmission Annexures.pdf
|
135/BP/19/10-11
| 06-Jan-2011
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions – Clarification regarding acceptance of Demand Drafts for subscription of units
|
135/BP/18/10-11
| 22-Dec-2010
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions – Modification in Clause 3.A.b
|
135/ BP/ 17/ 10-11
|
22-Oct-2010
|
Registration of Multiple Bank Accounts
Attachment : 4.1 AMFI - Multiple Bank Account Registration Form.pdf
|
135/BP/16/10-11
| 16-Aug-2010
| Risk mitigation process against Third-Party Cheques in mutual fund subscriptions
|
35/ MEM-COR/ 18A/ 10-11
|
31-May-2010
|
Clarification on AMFI Best Practice Circular No. 15 dated May 7, 2010
Attachment : BP 11 Change in intermediaries Dated September 5, 2007.pdf
|
135/ BP/ 15/ 10-11
| 07-May-2010
| Guidelines for changing agent-distributors during the currency of investments – Clarification regarding payment of Trail Commission
|
135/BP/14/07-08
| 25-Oct-2007
| Standardization of Fact Sheets and News Letters issued by Mutual Funds
|
135/BP/13/07-08
| 03-Oct-2007
| Revised Circular on Reimbursement of Demand Draft (DD) Charges
|
135/BP/11/07-08
| 05-Sep-2007
| Guidelines for changing agent-distributors during the currency of investment
|
135/BP/12/07-08
| 05-Sep-2007
| Declaring Saturday as a "Non Business Day"
|
135/BP/10/05-06
|
09-Nov-2005
|
Guidelines for implementing SEBI Circular no. SEBI/IMD/CIR no.1/42529/05 dated June 14.2005 on 20-25 Rule
Attachment : CU49-Ch1BP-10 9Nov05 - Process Note.doc
|
135/BP/09-A/05-06
| 04-Apr-2005
| Operational Guidelines and Procedure for implementing Sevice Tax Provisions - Revised Clause D.9
|
135/BP/09/05-06
| 01-Apr-2005
| Operational Guidelines and Procedure for implementing Sevice Tax Provisions
|
135/BP/8/04-05
| 15-Feb-2005
| Prudential Guidelines on Banks' investment in non-SLR Securities
|
135/BP/07/04-05
| 28-Jan-2005
| UIN (MAPIN)
|
135/BP/06/03-04
| 21-Jul-2004
| Recommendations for uniform implementation procedure of differential Dividend Distribution Tax (DDT)
|
135/BP/05/03-04
| 24-Feb-2004
| Guidelines on rebating
|
135/BP/04/02-03
| 09-Oct-2003
| Recommended Guidelines - Dividend Payout and Bonus Issue
|
135/BP/03/02-03
| 08-Oct-2003
| Recommended Guidelines on AUM and AAUM
|
135/BP/02/02-03
| 08-Oct-2003
| Adherence to the cut off timings for the acceptance of application
|
135/BP/01/02-03
| 08-Oct-2003
| Reimbursement of Demand Draft Charges
|
